DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Green Street Advisors, LLC

Former SEC-registered adviserNewport Beach, CaliforniaCRD 28937SEC 801-67196IAPD
Latest filing Sep 29, 2014
First filing on the tape Feb 6, 2012 · 12 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
12 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)14 as of Jan 24, 2014
Feb 6, 20120 then
Employees (5.A)80 as of Jan 24, 2014
Jan 25, 201362 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 15 to 14
Practice profile
derived from the filing of Sep 29, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.7derivedItem 5.A over advisors
Advisors per office
7.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-6.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, subscriptionreportedItem 5.E
Advisory activities
publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Scott Warner Griswold · Principal/Finop/Chief Compliance Officer/Amlco/Chief Financial Officer/Chief Operating Officer/Managing Directorcontrol
    since 08/2004 · owns 10% to 25%
  • John Joseph Lutzius · Managing Directorcontrol
    since 03/1992 · owns 10% to 25%
Entity owners
  • Green Street Holdings, Inc. · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Dallas, TX
What changed
consecutive filings, newest first
  • Business name · GREEN STREET ADVISORS, INC. to GREEN STREET ADVISORS, LLC
    Jul 22, 2014 to Sep 5, 2014
  • Legal name · GREEN STREET ADVISORS, INC. to GREEN STREET ADVISORS, LLC
    Jul 22, 2014 to Sep 5, 2014
  • Organization form · Corporation to Limited Liability Company
    Jan 24, 2014 to Jul 22, 2014
  • Advisory employees · 10 to 12
    Oct 8, 2013 to Jan 24, 2014
  • Employees · 62 to 80
    Oct 8, 2013 to Jan 24, 2014
  • Insurance-licensed employees · 2 to 0
    Oct 8, 2013 to Jan 24, 2014
  • State-registered IARs · 15 to 14
    Oct 8, 2013 to Jan 24, 2014
  • Advisory employees · unset to 10.0
    Jun 20, 2012 to Jan 25, 2013
  • Advisory activities · 2 to 3
    Jun 20, 2012 to Jan 25, 2013
  • BD registered reps · unset to 62.0
    Jun 20, 2012 to Jan 25, 2013
  • Employees · unset to 62.0
    Jun 20, 2012 to Jan 25, 2013
  • Insurance-licensed employees · 1 to 2
    Jun 20, 2012 to Jan 25, 2013
  • State-registered IARs · 0 to 15
    Jun 20, 2012 to Jan 25, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026