RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• W• G•••
- O•••• I••••••••• I••• BD affiliated currentsince Feb 7, 2025 · Hanover, Nh
- L•• F•••••••• L•• BD affiliatedOct 26, 2020 to Jan 21, 2025 · Tilton, Nh
- S•••••••• S••••••••• BD affiliatedMar 22, 2019 to Oct 28, 2020 · Derry, Nh
- W••••••• F•••••••• S•••••••• I••• formerDec 12, 2018 to Mar 25, 2019 · Andover, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 30, 2017 to Dec 14, 2018 · Bedford, Nh
- C••••••• S••••••••• I••• BD affiliatedSep 22, 2014 to May 11, 2017 · Bedford, Ma
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Jan 21, 2025, registered Feb 7, 2025 (17 days) · Affiliated broker-dealer or bank to another
- S•••••••• S••••••••• to L•• F•••••••• L••left Oct 28, 2020, registered Oct 26, 2020 (-2 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to S•••••••• S•••••••••left Mar 25, 2019, registered Mar 22, 2019 (-3 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Dec 14, 2018, registered Dec 12, 2018 (-2 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left May 11, 2017, registered Oct 30, 2017 (172 days) · Other
- W••••• W• G••• left L•• F•••••••• L•• for O•••• I••••••••• I••• (registered 2025-02-07)Jan 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address