DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••• C•••••••• M•••••••

L•• F•••••••• L••BD affiliatedMiramar, Fl dual registrantIAPD 6150128

Feed of 09/15/2026

Also filed as Christian Martinez

At current firm

4 y

since May 19, 2022

In the industry

13 y

since Jun 8, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 19, 2022 · West Palm Beach, Fl
C••• B•••••••• S•••••••• I••• former
Aug 27, 2020 to May 25, 2022 · Miramar, Fl
W•••• F•••• A••••••• wirehouse
Nov 18, 2019 to Aug 11, 2020 · Tucson, Az
C••• B•••••••• S•••••••• I••• former
May 14, 2015 to Nov 7, 2019 · Tucson, Az
E••••• J•••• national BD
Jun 26, 2013 to Apr 28, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 25, 2022, registered May 19, 2022 (-6 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••• B•••••••• S•••••••• I•••
left Aug 11, 2020, registered Aug 27, 2020 (16 days) · Wirehouse to affiliated broker-dealer or bank
C••• B•••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Nov 7, 2019, registered Nov 18, 2019 (11 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to C••• B•••••••• S•••••••• I•••
left Apr 28, 2015, registered May 14, 2015 (16 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address