DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brett Siegfried
At current firm
2 y
since Aug 11, 2024
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Krilogy independent RIA currentsince Aug 11, 2024 · St. Louis, Mo
- J.P. Morgan Securities LLC wirehouseMar 27, 2021 to Jul 30, 2024 · Clayton, Mo
- Krilogy independent RIAJan 11, 2013 to Oct 1, 2019 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Krilogyleft Jul 30, 2024, registered Aug 11, 2024 (12 days) · Wirehouse to independent RIA
- Krilogy to J.P. Morgan Securities LLCleft Oct 1, 2019, registered Mar 27, 2021 (543 days) · RIA to wirehouse
Signals
- Brett Thomas Siegfried left J.P. Morgan Securities Llc for Krilogy (registered 2024-08-11)Jul 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address