DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G•••••• C• M•••
Feed of 09/15/2026
Also filed as Juke M•••
At current firm
1 y
since Mar 31, 2025
In the industry
13 y
since May 3, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Austin, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 4, 2020 to Mar 31, 2025 · Austin, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedMar 8, 2017 to Nov 13, 2020 · Glendale, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerAug 14, 2015 to Mar 7, 2017 · Denver, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 20, 2014 to Aug 13, 2015 · Denver, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 6, 2013 to Feb 6, 2014 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 13, 2020, registered Dec 4, 2020 (21 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to A••••• A•• P••••••• S•••••••left Mar 7, 2017, registered Mar 8, 2017 (1 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 13, 2015, registered Aug 14, 2015 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 6, 2014, registered Mar 20, 2014 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address