DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••• A••••••• P•••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNewport News, Vadual registrantIAPD 6157085
Feed of 09/14/2026
Also filed as L••• D• P••••••••• A••••••••• D• P•••••••• A••••••• P•••••••• D••• P•••••••• D••• A••••••••• D••• A••••••• P•••
At current firm
5 y
since Apr 15, 2021
In the industry
12 y
since Oct 28, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 15, 2021 · Newport News, Va
- A••••• A•• P••••••• S••••••• BD affiliatedMar 8, 2018 to Apr 13, 2021 · Richmond, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 21, 2015 to Feb 26, 2018 · Suffolk, Va
- L•• F•••••••• L•• BD affiliatedOct 21, 2014 to Apr 17, 2015 · Newport News, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 7, 2013 to Oct 6, 2014 · Newport News, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 13, 2021, registered Apr 15, 2021 (2 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Feb 26, 2018, registered Mar 8, 2018 (10 days) · Other
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 17, 2015, registered Apr 21, 2015 (4 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 6, 2014, registered Oct 21, 2014 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address