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RIA Intelligence
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Registered advisor
R••••• A••• C••••• B•••••
Feed of 09/14/2026
Also filed as R••••• B•••••
At current firm
0 y
since May 20, 2026
In the industry
13 y
since Apr 22, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince May 20, 2026 · Marietta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 25, 2021 to Aug 21, 2024 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseJun 27, 2018 to Feb 3, 2021 · Maywood, Nj
- H••• S••••••••• •••• I••• BD affiliatedNov 18, 2016 to Dec 21, 2017 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• C•••••• A••••••• S•••••••left Aug 21, 2024, registered May 20, 2026 (637 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 3, 2021, registered Jan 25, 2021 (-9 days) · Wirehouse to wirehouse · moved with a team
- H••• S••••••••• •••• I••• to J••• M••••• S••••••••• L••left Dec 21, 2017, registered Jun 27, 2018 (188 days) · Other
Signals
- R••••• A••• C••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F•••• C•••••• A••••••• S••••••• (registered 2026-05-20)Aug 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address