DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• J• O••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 6164105

Feed of 09/15/2026

Also filed as Pablo Jose Oliva

At current firm

2 y

since Jul 3, 2024

In the industry

12 y

since Dec 12, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••••• I••••••••• independent RIA current
since Jul 3, 2024 · Fort Washington, Pa
C•••••• A••••••• BD affiliated current
since Jul 3, 2024 · Phoenix, Az
N••••••••• W••••• M••••••••• unclassified
Feb 4, 2022 to Jul 3, 2024 · Scottsdale, Az
I••••••••• F•••••••• S••••••••• P••• state registered
Nov 16, 2018 to Feb 4, 2022 · Phoenix, Az
E•••••••• A•••••••• L•• national BD
Jun 1, 2017 to Nov 21, 2018 · Scottsdale, Az
C••••• W••••• A•••••••• L•• independent RIA
Oct 24, 2016 to May 25, 2017 · Peoria, Az
W•• A•••••••• L• former
Oct 31, 2014 to May 24, 2017 · Peoria, Az
M•• F•••••••• S•••••••• I••• former
Jul 31, 2014 to Nov 6, 2014 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

N••••••••• W••••• M••••••••• to C•••••• A•••••••
left Jul 3, 2024, registered Jul 3, 2024 (0 days) · Other
I••••••••• F•••••••• S••••••••• P••• to N••••••••• W••••• M•••••••••
left Feb 4, 2022, registered Feb 4, 2022 (0 days) · Other
E•••••••• A•••••••• L•• to I••••••••• F•••••••• S••••••••• P•••
left Nov 21, 2018, registered Nov 16, 2018 (-5 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••• W••••• A•••••••• L•• to E•••••••• A•••••••• L••
left May 25, 2017, registered Jun 1, 2017 (7 days) · Other
W•• A•••••••• L• to C••••• W••••• A•••••••• L••
left May 24, 2017, registered Oct 24, 2016 (-212 days) · Other
M•• F•••••••• S•••••••• I••• to W•• A•••••••• L•
left Nov 6, 2014, registered Oct 31, 2014 (-6 days) · Other

Signals

Pablo J Oliva left Northsight Wealth Management for Lincoln Investment (registered 2024-07-03)
Jul 3, 2024 · Advisor changed firm · fact
Pablo J Oliva left Integrated Financial Solutions, Pllc for Northsight Wealth Management (registered 2022-02-04)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address