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Registered advisor
J•••• L••• P••••••
Feed of 09/14/2026
Also filed as J•••• L Guy
At current firm
4 y
since Nov 2, 2021
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 2, 2021 · Colorado Springs, Co
- O• I••••••••• M••••••••• C• BD affiliatedFeb 4, 2016 to Nov 3, 2021 · Colorado Springs, Co
- W••••••• F•••••••• S•••••••• I••• formerApr 5, 2013 to Feb 8, 2016 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- O• I••••••••• M••••••••• C• to L•• F•••••••• L••left Nov 3, 2021, registered Nov 2, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O• I••••••••• M••••••••• C•left Feb 8, 2016, registered Feb 4, 2016 (-4 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address