DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A• P•••••

M••••• S••••••wirehouseFort Lauderdale, Fldual registrantIAPD 6168424

Feed of 09/14/2026

Also filed as Casey Ann Champion

At current firm

0 y

since Nov 4, 2025

In the industry

20 y

since Jan 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 4, 2025 · Fort Lauderdale, Fl
N••••••• T•••• S••••••••• I•• BD affiliated
Sep 16, 2025 to Oct 14, 2025 · St. Petersburg, Fl
M••••• S•••••• wirehouse
Jul 27, 2024 to Aug 26, 2025 · Fort Lauderdale, Fl
L••• independent RIA
Mar 5, 2024 to Mar 20, 2024 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 3, 2020 to Feb 20, 2024 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••••• T•••• S••••••••• I•• to M••••• S••••••
left Oct 14, 2025, registered Nov 4, 2025 (21 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to N••••••• T•••• S••••••••• I••
left Aug 26, 2025, registered Sep 16, 2025 (21 days) · Wirehouse to affiliated broker-dealer or bank
L••• to M••••• S••••••
left Mar 20, 2024, registered Jul 27, 2024 (129 days) · RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••
left Feb 20, 2024, registered Mar 5, 2024 (14 days) · Wirehouse to independent RIA

Signals

C•••• A• P••••• left N••••••• T•••• S••••••••• I•• for M••••• S•••••• (registered 2025-11-04)
Oct 14, 2025 · Advisor changed firm · fact
C•••• A• P••••• left M••••• S•••••• for N••••••• T•••• S••••••••• I•• (registered 2025-09-16)
Aug 26, 2025 · Advisor changed firm · fact
C•••• A• P••••• left Lido for M••••• S•••••• (registered 2024-07-27)
Mar 20, 2024 · Advisor changed firm · fact
C•••• A• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Lido (registered 2024-03-05)
Feb 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address