RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G••••••••• L•• state registered currentsince Jun 24, 2016 · Stafford, Va
- V••••• C•••••• M••••••••• L•• independent RIANov 17, 2015 to Jun 3, 2016 · Stafford, Va
- B••••••••• C•••••• M••••••••• L•• independent RIANov 13, 2013 to Nov 16, 2015 · Stafford, Va
- P••••••••• C•••••• A••••••• independent RIAFeb 28, 2013 to Dec 3, 2013 · Stafford, Va
- V••••• C•••••• M••••••••• L•• to G••••••••• L••left Jun 3, 2016, registered Jun 24, 2016 (21 days) · Other · moved with a team
- B••••••••• C•••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Nov 16, 2015, registered Nov 17, 2015 (1 days) · Other · moved with a team
- P••••••••• C•••••• A••••••• to B••••••••• C•••••• M••••••••• L••left Dec 3, 2013, registered Nov 13, 2013 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address