DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••• J•••• S••••

C•••••• S••••• • C••• I•••national BDMorristown, Njdual registrantIAPD 6169195

Feed of 09/14/2026

Also filed as Ryan Smith

At current firm

0 y

since Feb 19, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Feb 19, 2026 · Morristown, Nj
E•••••••• A•••••••• L•• national BD
Apr 11, 2024 to Feb 11, 2026 · Woodbridge, Nj
A••••••••• L••• other
Jun 3, 2021 to Feb 9, 2024 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Apr 12, 2021 to May 20, 2021 · Upper Montclair, Nj
P•••• S••••••••• L•• no RAUM
Sep 9, 2019 to Feb 11, 2021 · Paramus, Nj
E•••••••• A•••••••• L•• national BD
Feb 22, 2017 to Sep 10, 2019 · Woodbridge, Nj

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••
left Feb 11, 2026, registered Feb 19, 2026 (8 days) · Affiliated broker-dealer or bank to another
A••••••••• L••• to E•••••••• A•••••••• L••
left Feb 9, 2024, registered Apr 11, 2024 (62 days) · channel change inside one enterprise, not a move
J••• M••••• S••••••••• L•• to A••••••••• L•••
left May 20, 2021, registered Jun 3, 2021 (14 days) · Other
P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Feb 11, 2021, registered Apr 12, 2021 (60 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to P•••• S••••••••• L••
left Sep 10, 2019, registered Sep 9, 2019 (-1 days) · Affiliated broker-dealer or bank to another

Signals

R••• J•••• S•••• left E•••••••• A•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2026-02-19)
Feb 11, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address