RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A•••• H•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerDec 23, 2020 to Jul 1, 2024 · St Louis, Mo
- C••••••••• W••••• M••••••••• L•• formerMar 12, 2019 to Dec 23, 2020 · Portland, Or
- M•••• W••••• M••••••••• I••• formerApr 13, 2017 to Feb 28, 2019 · Portland, Or
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- C••••••••• W••••• M••••••••• L•• to B••••••••• S•••••••• W•••••• L••left Dec 23, 2020, registered Dec 23, 2020 (0 days) · RIA to RIA · moved with a team
- M•••• W••••• M••••••••• I••• to C••••••••• W••••• M••••••••• L••left Feb 28, 2019, registered Mar 12, 2019 (12 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address