DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mcgee Wealth Management, Inc.

Former SEC-registered adviserPortland, OregonCRD 109847SEC 801-34233IAPD
Latest filing Feb 16, 2021
First filing on the tape Nov 30, 2011 · 29 filings
RAUM
$554M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$519M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$554M as of Feb 27, 2020
Apr 3, 2012$203M then
HNW client RAUM$381M as of Feb 27, 2020
Mar 18, 2018$269M then
State-registered IARs (5.B.3)6 as of Feb 27, 2020
Apr 3, 20120 then
Employees (5.A)8 as of Feb 27, 2020
Apr 1, 20137 then
Private funds: no history
RAUM +29% over the last fiscal year+15% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Feb 16, 2021; every figure names its basis
RAUM per advisor
$92.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
107derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$391,677derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.1%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$3.1M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$381M69%
  • Individuals$138M25%
  • State and municipal entities$27.4M4.9%
  • Pension and profit-sharing plans$7.1M1.3%
  • Charitable organizations$472,5470.1%
Individual clients
450reported
HNW clients
194reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,414reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $46.7M managedreported
Custody of client assets
$3.1M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • D. Linette Dobbins · President/Chief Compliance Officercontrol
      since 01/2005 · owns less than 5%
    • Ann Judith Mcgee · Chairman/Ceocontrol
      since 01/2005 · owns less than 5%
    • Elise Sarah Berry · Owner
      since 01/2020 · owns less than 5%
    • Jennifer Currin-Gutridge · Owner
      since 01/2019 · owns less than 5%
    Entity owners
    • Mercer Global Advisors Inc. · Parent Company
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • BD registered reps · 5 to 6
      Apr 18, 2019 to Feb 27, 2020
    • Accounts · 1,316 to 1,414
      Apr 18, 2019 to Feb 27, 2020
    • Advisory employees · 5 to 6
      Apr 18, 2019 to Feb 27, 2020
    • HNW clients · 118 to 194
      Apr 18, 2019 to Feb 27, 2020
    • Individual clients · 489 to 450
      Apr 18, 2019 to Feb 27, 2020
    • Assets in custody · unset to 3139809.0
      Apr 18, 2019 to Feb 27, 2020
    • Custody of client assets · false to true
      Apr 18, 2019 to Feb 27, 2020
    • Employees · 6 to 8
      Apr 18, 2019 to Feb 27, 2020
    • State-registered IARs · 5 to 6
      Apr 18, 2019 to Feb 27, 2020
    • Discretionary RAUM · $431M to $529M
      Apr 18, 2019 to Feb 27, 2020
    • HNW RAUM · $249M to $381M
      Apr 18, 2019 to Feb 27, 2020
    • Individual RAUM · $157M to $138M
      Apr 18, 2019 to Feb 27, 2020
    • Non-discretionary RAUM · $5,500 to $24.5M
      Apr 18, 2019 to Feb 27, 2020
    • Pension RAUM · $2.1M to $7.1M
      Apr 18, 2019 to Feb 27, 2020
    • RAUM · $431M to $554M
      Apr 18, 2019 to Feb 27, 2020
    • Wrap assets (manager) · $39.1M to $46.7M
      Apr 18, 2019 to Feb 27, 2020
    • Advisory employees · 4 to 5
      Mar 20, 2019 to Apr 18, 2019
    • BD registered reps · 4 to 5
      Mar 20, 2019 to Apr 18, 2019
    • Employees · 5 to 6
      Mar 20, 2019 to Apr 18, 2019
    • State-registered IARs · 4 to 5
      Mar 20, 2019 to Apr 18, 2019
    • Accounts · 1,165 to 1,316
      Nov 26, 2018 to Mar 20, 2019
    • Advisory employees · 6 to 4
      Nov 26, 2018 to Mar 20, 2019
    • BD registered reps · 6 to 4
      Nov 26, 2018 to Mar 20, 2019
    • Charity clients · 2.0 to unset
      Nov 26, 2018 to Mar 20, 2019
    • HNW clients · 124 to 118
      Nov 26, 2018 to Mar 20, 2019
    • Individual clients · 421 to 489
      Nov 26, 2018 to Mar 20, 2019
    • Pension plan clients · 5.0 to unset
      Nov 26, 2018 to Mar 20, 2019
    • Employees · 6 to 5
      Nov 26, 2018 to Mar 20, 2019
    • State-registered IARs · 6 to 4
      Nov 26, 2018 to Mar 20, 2019
    • Discretionary RAUM · $447M to $431M
      Nov 26, 2018 to Mar 20, 2019
    • HNW RAUM · $269M to $249M
      Nov 26, 2018 to Mar 20, 2019
    • Individual RAUM · $146M to $157M
      Nov 26, 2018 to Mar 20, 2019
    • Non-discretionary RAUM · $568,144 to $5,500
      Nov 26, 2018 to Mar 20, 2019
    • Pension RAUM · $9.3M to $2.1M
      Nov 26, 2018 to Mar 20, 2019
    • RAUM · $448M to $431M
      Nov 26, 2018 to Mar 20, 2019
    • Wrap assets (manager) · $46.7M to $39.1M
      Nov 26, 2018 to Mar 20, 2019
    • Commission compensation · true to false
      Mar 18, 2018 to Oct 16, 2018
    • Accounts · 958 to 1,165
      Sep 28, 2017 to Mar 18, 2018
    • Charity clients · unset to 2.0
      Sep 28, 2017 to Mar 18, 2018
    • HNW clients · unset to 124.0
      Sep 28, 2017 to Mar 18, 2018
    Signals
    1 dated events
    • Mcgee Wealth Management, Inc. reported RAUM $553.8M, up 29% from $430.7M (2019-04-18 to 2020-02-27)
      Feb 27, 2020 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026