DFX Intelligence
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Feed of 09/14/2026
Also filed as C•••• J••••••••• W•••••• J••••
At current firm
8 y
since Nov 16, 2017
In the industry
13 y
since Jun 29, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 16, 2017 · Clayton, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 18, 2016 to Sep 7, 2017 · Chesterfield, Mo
- T• A••••••••• I••• formerAug 18, 2016 to Sep 7, 2017 · Chesterfield, Mo
- W•••• F•••• A••••••• wirehouseFeb 12, 2015 to Aug 9, 2016 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Sep 7, 2017, registered Nov 16, 2017 (70 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 7, 2017, registered Aug 18, 2016 (-385 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I•••left Aug 9, 2016, registered Aug 18, 2016 (9 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address