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Registered advisor
M•••••• S• T••••
Feed of 09/14/2026
Also filed as Mike Steven T••••
At current firm
4 y
since May 2, 2022
In the industry
13 y
since Feb 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 2, 2022 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 3, 2019 to May 10, 2022 · Jacksonville, Fl
- C•••••• A••••••• BD affiliatedApr 4, 2017 to Aug 29, 2019 · Jacksonville, Fl
- L•••••• I••••••••• independent RIAMar 30, 2017 to Aug 29, 2019 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2013 to Mar 28, 2017 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 10, 2022, registered May 2, 2022 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••• A••••••• to U•• F•••••••• S••••••• I•••left Aug 29, 2019, registered Sep 3, 2019 (5 days) · Affiliated broker-dealer or bank to wirehouse
- L•••••• I••••••••• to C•••••• A•••••••left Aug 29, 2019, registered Apr 4, 2017 (-877 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• I•••••••••left Mar 28, 2017, registered Mar 30, 2017 (2 days) · Other
Signals
- M•••••• S• T•••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2022-05-02)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address