DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• M•••• S•••••••••

C••••••••• W••••• M••••••••• • P•••••••independent RIACody, Wydual registrantIAPD 6170972

Certified Financial Planner

Feed of 09/14/2026

Also filed as S••• M•••• Ysebaert

At current firm

1 y

since Jun 30, 2025

In the industry

12 y

since Nov 27, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W••••• M••••••••• • P••••••• independent RIA current
since Jun 30, 2025 · Cody, Wy
F•••••••• A•••••••• I••••••••• M••••••••• former
Aug 10, 2021 to Sep 12, 2025 · Olympia, Wa
L•••• F••• A••••••• S••••••• BD affiliated
Feb 13, 2018 to Aug 6, 2021 · Cody, Wy
W•••• F•••• A••••••• wirehouse
Jan 6, 2015 to Mar 15, 2017 · Cheyenne, Wy

Moves

a registration end followed by a registration begin elsewhere

F•••••••• A•••••••• I••••••••• M••••••••• to C••••••••• W••••• M••••••••• • P•••••••
left Sep 12, 2025, registered Jun 30, 2025 (-74 days) · RIA to a newly registered adviser
L•••• F••• A••••••• S••••••• to F•••••••• A•••••••• I••••••••• M•••••••••
left Aug 6, 2021, registered Aug 10, 2021 (4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W•••• F•••• A••••••• to L•••• F••• A••••••• S•••••••
left Mar 15, 2017, registered Feb 13, 2018 (335 days) · Wirehouse to affiliated broker-dealer or bank

Signals

S••• M•••• S••••••••• left F•••••••• A•••••••• I••••••••• M••••••••• for C••••••••• W••••• M••••••••• • P••••••• (registered 2025-06-30)
Sep 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address