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Registered advisor
H•••••• R• L•••••••
Feed of 09/15/2026
Also filed as H•••••• Renee L•••••••
At current firm
2 y
since Jan 18, 2024
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 18, 2024 · Baytown, Tx
- C••• F•••••••• S•••••••• L••• formerJun 6, 2022 to Jan 17, 2024 · Humble, Tx
- P•• W••••• M••••••••• BD affiliatedFeb 17, 2022 to May 23, 2022 · Kingwood, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerOct 20, 2015 to Aug 17, 2021 · Kingwood, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Jan 17, 2024, registered Jan 18, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•• W••••• M••••••••• to C••• F•••••••• S•••••••• L•••left May 23, 2022, registered Jun 6, 2022 (14 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Feb 17, 2022 (184 days) · corporate re-registration, not a move
Signals
- H•••••• R• L••••••• left C••• F•••••••• S•••••••• L••• for L•• F•••••••• L•• (registered 2024-01-18)Jan 17, 2024 · Advisor changed firm · fact
- H•••••• R• L••••••• left P•• W••••• M••••••••• for C••• F•••••••• S•••••••• L••• (registered 2022-06-06)May 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address