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Registered advisor
D•••• G••••• B•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedGrass Valley, Cadual registrantIAPD 6176803
Feed of 09/14/2026
Also filed as D•••• G••••• B•••••••
At current firm
10 y
since Aug 30, 2016
In the industry
11 y
since May 16, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 30, 2016 · Grass Valley, Ca
- E••••• J•••• national BDJun 3, 2015 to Jan 27, 2016 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 27, 2016, registered Aug 30, 2016 (216 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address