RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• D••• H••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince May 30, 2025 · Brighton, Mi
- A•••• T•••• W••••• A•••••••• L•• independent RIAAug 5, 2014 to May 30, 2025 · Ann A••••, Mi
- L•• F•••••••• L•• BD affiliatedMay 29, 2013 to Aug 19, 2014 · Monroe, Mi
- A•••• T•••• W••••• A•••••••• L•• to W••••••••• A••••••• P••••••• L••left May 30, 2025, registered May 30, 2025 (0 days) · RIA to RIA
- L•• F•••••••• L•• to A•••• T•••• W••••• A•••••••• L••left Aug 19, 2014, registered Aug 5, 2014 (-14 days) · Other
- G••• D••• H•••••• left A•••• T•••• W••••• A•••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2025-05-30)May 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address