DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arbor Trust Wealth Advisors, LLC
Latest filing Jun 26, 2026
First filing on the tape Dec 5, 2013 · 29 filings
SEC status approved since Jan 3, 2014
RAUM
$611M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$575M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$204M
derived; firm RAUM over IAPD count
Employees
13
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$611M as of Jun 26, 2026
Mar 31, 2015$117M then
HNW client RAUM$486M as of Jun 26, 2026
Mar 16, 2018$159M then
State-registered IARs (5.B.3)3 as of Jun 26, 2026
Mar 26, 20140 then
Employees (5.A)13 as of Jun 26, 2026
Mar 26, 20141 then
Private funds: no history
RAUM -0.1% over the last fiscal year+11% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $204MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $472,125derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $468M, 274 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$486M80%
- Individuals$88.9M15%
- Charitable organizations$26.6M4.4%
- Pension and profit-sharing plans$8.2M1.3%
- State and municipal entities$1.6M0.3%
- Individual clients
- 260reported
- HNW clients
- 181reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,295reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $468M for 274 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James William WinslowCertified Financial Planner | Ann Arbor, Mi | Aug 4, 2014 | 27 y | 2 |
| Andrew Joseph SettecerriCertified Financial Planner | Ann Arbor, Mi | Dec 1, 2021 | 13 y | 2 |
| Sonia Sunik PatelChartered Financial Analyst | Ann Arbor, Mi | May 1, 2023 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Gary Dale Haapala to Wealthcare Advisory Partners LLCMay 30, 2025 · RIA to RIA
- Philip A. Tribble to Tribble Financial PlanningJan 11, 2023 · RIA to a state-registered adviser
Joined, latest
- Sonia Sunik Patel from M&I Investment Management Corp.May 1, 2023 · Other
- Andrew Joseph Settecerri from Fidelity Personal And Workplace AdvisorsDec 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- Philip A. Tribble from Equitable Advisors, LLCApr 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Gary Dale Haapala from LPL Financial LLCAug 5, 2014 · Other
- James William Winslow from LPL Financial LLCAug 4, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Kristina Delongchamp · Chief Operations Officercontrolsince 12/2023 · owns less than 5%
- Dale Gary Haapala · Managing Partnercontrolsince 08/2014 · owns 25% to 50%
- Sunik Sonia Patel · Chief Investment Officercontrolsince 05/2023 · owns 10% to 25%
- Ann Carol Sewell · Managing Partnercontrolsince 08/2014 · owns 25% to 50%
- Nelson Charles Waterhouse · Managing Partnercontrolsince 08/2014 · owns 10% to 25%
- William James Winslow · Managing Partnercontrolsince 08/2014 · owns 25% to 50%
- Laura Yarckow · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ann Arbor, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,463 to 1,295May 30, 2025 to Feb 25, 2026
- Advisory employees · 5 to 3May 30, 2025 to Feb 25, 2026
- HNW clients · 184 to 181May 30, 2025 to Feb 25, 2026
- Individual clients · 352 to 260May 30, 2025 to Feb 25, 2026
- Pension plan clients · 9.0 to unsetMay 30, 2025 to Feb 25, 2026
- Assets in custody · $443M to $468MMay 30, 2025 to Feb 25, 2026
- Employees · 15 to 13May 30, 2025 to Feb 25, 2026
- State-registered IARs · 4 to 3May 30, 2025 to Feb 25, 2026
- Discretionary RAUM · $598M to $603MMay 30, 2025 to Feb 25, 2026
- HNW RAUM · $468M to $486MMay 30, 2025 to Feb 25, 2026
- Individual RAUM · $103M to $88.9MMay 30, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $13.8M to $8.2MMay 30, 2025 to Feb 25, 2026
- Pension RAUM · $13.8M to $8.2MMay 30, 2025 to Feb 25, 2026
- RAUM · $612M to $611MMay 30, 2025 to Feb 25, 2026
- Financial planning clients · 101-250 to 101-250Mar 14, 2025 to May 30, 2025
- Accounts · 1,318 to 1,463Mar 19, 2024 to Mar 5, 2025
- HNW clients · 170 to 184Mar 19, 2024 to Mar 5, 2025
- Individual clients · 327 to 352Mar 19, 2024 to Mar 5, 2025
- Assets in custody · $391M to $443MMar 19, 2024 to Mar 5, 2025
- Employees · 13 to 15Mar 19, 2024 to Mar 5, 2025
- Discretionary RAUM · $515M to $598MMar 19, 2024 to Mar 5, 2025
- HNW RAUM · $389M to $468MMar 19, 2024 to Mar 5, 2025
- Individual RAUM · $101M to $103MMar 19, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $12.3M to $13.8MMar 19, 2024 to Mar 5, 2025
- Pension RAUM · $12.4M to $13.8MMar 19, 2024 to Mar 5, 2025
- RAUM · $528M to $612MMar 19, 2024 to Mar 5, 2025
- Accounts · 1,300 to 1,318Jan 3, 2024 to Mar 19, 2024
- Advisory employees · 4 to 5Jan 3, 2024 to Mar 19, 2024
- Charity clients · 4.0 to unsetJan 3, 2024 to Mar 19, 2024
- HNW clients · 148 to 170Jan 3, 2024 to Mar 19, 2024
- Individual clients · 319 to 327Jan 3, 2024 to Mar 19, 2024
- Pension plan clients · 6 to 9Jan 3, 2024 to Mar 19, 2024
- Assets in custody · $316M to $391MJan 3, 2024 to Mar 19, 2024
- Employees · 10 to 13Jan 3, 2024 to Mar 19, 2024
- Discretionary RAUM · $445M to $515MJan 3, 2024 to Mar 19, 2024
- HNW RAUM · $323M to $389MJan 3, 2024 to Mar 19, 2024
- Individual RAUM · $99.7M to $101MJan 3, 2024 to Mar 19, 2024
- Non-discretionary RAUM · $5.4M to $12.3MJan 3, 2024 to Mar 19, 2024
- Pension RAUM · $5.5M to $12.4MJan 3, 2024 to Mar 19, 2024
- RAUM · $451M to $528MJan 3, 2024 to Mar 19, 2024
Signals
6 dated events
- Gary Dale Haapala left Arbor Trust Wealth Advisors, Llc for Wealthcare Advisory Partners Llc (registered 2025-05-30)May 30, 2025 · Advisor changed firm · fact
- Sunik Sonia Patel (Partner) appeared on Schedule A of Arbor Trust Wealth Advisors, LlcJan 3, 2024 · Control person joined · fact
- Marie Kristina Delongchamp (Chief Operations Officer) appeared on Schedule A of Arbor Trust Wealth Advisors, LlcJan 3, 2024 · Control person joined · fact
- Laura Yarckow (Chief Compliance Officer) appeared on Schedule A of Arbor Trust Wealth Advisors, LlcJan 3, 2024 · Control person joined · fact
- Philip A. Tribble left Arbor Trust Wealth Advisors, Llc for Tribble Financial Planning (registered 2023-06-23)Jan 11, 2023 · Advisor changed firm · fact
- Edith Advisors, Llc filed its initial SEC registration (Form ADV)Dec 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@arbortrust.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- csewell@arbortrust.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jhoeft@arbortrust.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kdelongchamp@arbortrust.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-389-7813reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-389-7794reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/arbor-trust-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARBORTRUST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (734) 389-7794reportedpublic record, Form ADV, Jun 26, 2026
- Team page
- arbortrust.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $204Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026