RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L••••• W•••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 23, 2025 · Lancaster, Pa
- W•••• F•••• A••••••• wirehouseOct 3, 2022 to Aug 23, 2024 · Lemoyne, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedMay 6, 2014 to Sep 23, 2022 · Lancaster, Pa
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 23, 2024, registered Jun 23, 2025 (304 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• M••••••••• S•••• L•• to W•••• F•••• A•••••••left Sep 23, 2022, registered Oct 3, 2022 (10 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• L••••• W••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-06-23)Aug 23, 2024 · Advisor changed firm · fact
- J••••• L••••• W••••• left J••••• M••••••••• S•••• L•• for W•••• F•••• A••••••• (registered 2022-10-03)Sep 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address