RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••• C•••••• independent RIA currentsince Dec 6, 2019 · Pensacola, Fl
- A• W••••• M••••••••• L•• BD affiliatedJul 28, 2016 to Oct 14, 2020 · Mobile, Al
- G••••• F•••••••• P•••••• C••••••• I••• formerApr 28, 2014 to Jul 15, 2016 · Pensacola, Fl
- A•••••••• C•••••• M••••••••• independent RIAMay 7, 2013 to Apr 21, 2014 · Pensacola, Fl
- A• W••••• M••••••••• L•• to S••• C••••••left Oct 14, 2020, registered Dec 6, 2019 (-313 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Jul 15, 2016, registered Jul 28, 2016 (13 days) · Other · moved with a team
- A•••••••• C•••••• M••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Apr 21, 2014, registered Apr 28, 2014 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address