DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Matthew Licwinko
Certified Financial Planner
Feed of 09/15/2026
Also filed as Thomas M Licwinko
At current firm
3 y
since Oct 31, 2022
In the industry
13 y
since Jul 8, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Oct 31, 2022 · Perkasie, Pa
- Vanguard Advisers, Inc. BD affiliatedFeb 24, 2021 to Nov 1, 2022 · Malvern, Pa
- Bb&T Securities, LLC formerSep 25, 2019 to Nov 24, 2020 · King Of Prussia, Pa
- Td Ameritrade, Inc. formerFeb 27, 2018 to Sep 11, 2019 · Hatfield, Pa
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 11, 2019 · Omaha, Ne
- Scottrade Investment Management formerAug 31, 2016 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Vanguard Advisers, Inc. to Creative Planningleft Nov 1, 2022, registered Oct 31, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Bb&T Securities, LLC to Vanguard Advisers, Inc.left Nov 24, 2020, registered Feb 24, 2021 (92 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 11, 2019, registered Feb 27, 2018 (-561 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Bb&T Securities, LLCleft Sep 11, 2019, registered Sep 25, 2019 (14 days) · Other
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- Thomas Matthew Licwinko left Vanguard Advisers, Inc. for Creative Planning (registered 2022-10-31)Nov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address