RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- J•••••• W••••• I••• mixed wealth currentsince Jan 16, 2025 · Milwaukee, Wi
- W•••• F•••• A••••••• wirehouseApr 27, 2016 to Oct 19, 2020 · Waukesha, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 1, 2014 to Apr 18, 2016 · Waukesha, Wi
- W•••• F•••• A••••••• to J•••••• W••••• I•••left Oct 19, 2020, registered Jan 16, 2025 (1550 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 18, 2016, registered Apr 27, 2016 (9 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address