RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• P•••••• H••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2026 · Gulfport, Ms
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 1, 2015 to Jun 23, 2026 · Gulfport, Ms
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIANov 25, 2013 to Sep 28, 2015 · Diamondhead, Ms
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 23, 2026, registered Jun 23, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 28, 2015, registered Oct 1, 2015 (3 days) · Other
- H•••• P•••••• H•••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-06-23)Jun 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address