RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C••••• P•••
- A•••••• A••••••• • A•••• M••••••••• I••• state registered currentsince Sep 27, 2021 · Alexandria, Va
- B••••••••• C•••••• M••••••••• L•• independent RIAJul 31, 2017 to Aug 19, 2021 · Alexandria, Va
- C••••• S••••• A•••••••• I••• formerSep 8, 2015 to Jul 31, 2017 · Alexandria, Va
- W•••• F•••• A••••••• wirehouseJul 8, 2014 to Sep 17, 2015 · Alexandria, Va
- B••••••••• C•••••• M••••••••• L•• independent RIANov 6, 2013 to Jul 7, 2014 · Woodstock, Ga
- B••••••••• C•••••• M••••••••• L•• to A•••••• A••••••• • A•••• M••••••••• I•••left Aug 19, 2021, registered Sep 27, 2021 (39 days) · RIA to a state-registered adviser
- C••••• S••••• A•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Jul 31, 2017, registered Jul 31, 2017 (0 days) · Other
- W•••• F•••• A••••••• to C••••• S••••• A•••••••• I•••left Sep 17, 2015, registered Sep 8, 2015 (-9 days) · Other
- B••••••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••left Jul 7, 2014, registered Jul 8, 2014 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address