RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••••• J•••••••
- C••••••• P••••••• independent RIA currentsince Dec 11, 2025 · Overland Park, Ks
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• managerNov 3, 2021 to Jan 13, 2026 · San Jose, Ca
- C•• A•••••••• I••• formerFeb 20, 2018 to Dec 8, 2021 · San Jose, Ca
- P•••••••• W••••• M••••••••• I••• formerJun 5, 2013 to Jan 29, 2018 · Los Gatos, Ca
- C••••••• P••••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Jan 13, 2026, registered Dec 11, 2025 (-33 days) · channel change inside one enterprise, not a move · moved with a team
- C•• A•••••••• I••• to C••••••• P••••••• I••••••••• A•••••••• L••left Dec 8, 2021, registered Nov 3, 2021 (-35 days) · Other · moved with a team
- P•••••••• W••••• M••••••••• I••• to C•• A•••••••• I•••left Jan 29, 2018, registered Feb 20, 2018 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address