RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••••• A•••••• D• L• R•••
- E•••••••• A•••••••• L•• national BD currentsince Jul 24, 2026 · Grosse Pointe, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 2, 2015 to Jul 30, 2026 · Novi, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAOct 22, 2013 to Nov 3, 2014 · Grandville, Mi
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Jul 30, 2026, registered Jul 24, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- H•••• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Nov 3, 2014, registered Jan 2, 2015 (60 days) · Other
- F••••••• A•••••• D• L• R••• left V•••• F•••••••• A•••••••• I••• for E•••••••• A•••••••• L•• (registered 2026-07-24)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address