RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J•••• R••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Mar 24, 2022 · New York, Ny
- M••••• L•• independent RIAOct 14, 2014 to Oct 14, 2016 · Radnor, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 18, 2013 to Oct 3, 2014 · Philadelphia, Pa
- M••••• L•• to H•••••• T••••••• • K•••• L••left Oct 14, 2016, registered Mar 24, 2022 (1987 days) · Other
- V••• F•••••••• A•••••••• I••• to M••••• L••left Oct 3, 2014, registered Oct 14, 2014 (11 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address