DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••••• M•••• B••••••
Feed of 09/14/2026
At current firm
0 y
since Oct 1, 2025
In the industry
11 y
since Feb 27, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• P••••••• L•• independent RIA currentsince Oct 1, 2025 · New York, Ny
- O•• H••• W••••• A•••••••• L•• formerNov 16, 2023 to Oct 2, 2025 · Lansdowne, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 21, 2020 to Nov 7, 2023 · Walkersville, Md
- P•• W••••• M••••••••• BD affiliatedAug 16, 2016 to Feb 26, 2020 · Frederick, Md
- E•••••••• A•••••••• L•• national BDMar 17, 2015 to Jun 22, 2016 · Middletown, Md
Moves
a registration end followed by a registration begin elsewhere
- O•• H••• W••••• A•••••••• L•• to C••••• P••••••• L••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · RIA to RIA · moved with a team
- C••••• I••••••••• A••••••• L•• to O•• H••• W••••• A•••••••• L••left Nov 7, 2023, registered Nov 16, 2023 (9 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left Feb 26, 2020, registered Feb 21, 2020 (-5 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Jun 22, 2016, registered Aug 16, 2016 (55 days) · Other
Signals
- B•••••• M•••• B•••••• left O•• H••• W••••• A•••••••• L•• for C••••• P••••••• L•• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
- B•••••• M•••• B•••••• left C••••• I••••••••• A••••••• L•• for O•• H••• W••••• A•••••••• L•• (registered 2023-11-16)Nov 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address