RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••• B••••
- F•••• I••••••••• S••••••• BD affiliated currentsince Mar 27, 2024 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDNov 18, 2022 to Jan 10, 2024 · Austin, Tx
- W•••• F•••• A••••••• wirehouseApr 4, 2019 to Oct 20, 2022 · Kyle, Tx
- W•••• F•••• A••••••• wirehouseMar 18, 2015 to Jan 3, 2019 · Pleasanton, Ca
- C•••••• S••••• • C••• I••• to F•••• I••••••••• S•••••••left Jan 10, 2024, registered Mar 27, 2024 (77 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Oct 20, 2022, registered Nov 18, 2022 (29 days) · Wirehouse to affiliated broker-dealer or bank
- J••• B•••• B•••• left C•••••• S••••• • C••• I••• for F•••• I••••••••• S••••••• (registered 2024-03-27)Jan 10, 2024 · Advisor changed firm · fact
- J••• B•••• B•••• left W•••• F•••• A••••••• for C•••••• S••••• • C••• I••• (registered 2022-11-18)Oct 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address