RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• C•••••••
- C•••••• A•••• M••••••••• L•• independent RIA currentsince May 18, 2023 · Greenwich, Ct
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 7, 2018 to May 17, 2023 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 22, 2015 to Aug 23, 2018 · Florham Park, Nj
- J••• M••••• P•••••• W••••• A••••••• L•• to C•••••• A•••• M••••••••• L••left May 17, 2023, registered May 18, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 23, 2018, registered Aug 7, 2018 (-16 days) · Wirehouse to independent RIA
- J••• M•••••• C••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for C•••••• A•••• M••••••••• L•• (registered 2023-05-18)May 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address