DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• H••••••

I••••• P••••••••• W•••••• L••independent RIAMarietta, Ga IA-onlyIAPD 6203272

Feed of 09/14/2026

Also filed as R•••Y H••••••

At current firm

2 y

since Jan 23, 2024

In the industry

11 y

since Dec 8, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••• P••••••••• W•••••• L•• independent RIA current
since Jan 23, 2024 · Hyattsville, Md
S••••••• P•••••• F••••••••• L•• former
Oct 29, 2018 to Jan 22, 2024 · San Diego, Ca
C••• F•••••••• S•••••••• L••• former
Oct 29, 2018 to Jan 22, 2024 · San Diego, Ca
E••••• J•••• national BD
Jul 6, 2016 to Oct 30, 2018 · Washington, Dc
H••• S••••••••• •••• I••• BD affiliated
Dec 15, 2015 to Jun 28, 2016 · Washington, Dc
E••••• J•••• national BD
Jan 23, 2015 to Nov 2, 2015 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

S••••••• P•••••• F••••••••• L•• to I••••• P••••••••• W•••••• L••
left Jan 22, 2024, registered Jan 23, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
C••• F•••••••• S•••••••• L••• to S••••••• P•••••• F••••••••• L••
left Jan 22, 2024, registered Oct 29, 2018 (-1911 days) · channel change inside one enterprise, not a move
E••••• J•••• to C••• F•••••••• S•••••••• L•••
left Oct 30, 2018, registered Oct 29, 2018 (-1 days) · Affiliated broker-dealer or bank to another
H••• S••••••••• •••• I••• to E••••• J••••
left Jun 28, 2016, registered Jul 6, 2016 (8 days) · Other
E••••• J•••• to H••• S••••••••• •••• I•••
left Nov 2, 2015, registered Dec 15, 2015 (43 days) · Other

Signals

R••• H•••••• left S••••••• P•••••• F••••••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2024-01-23)
Jan 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address