RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J• B••••
- G•••••• S•••• W••••• S•••••••• L••• BD affiliated currentsince Apr 17, 2026 · Cohoes, Ny
- M••••• S•••••• wirehouseJul 26, 2023 to Apr 14, 2026 · New York, Ny
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJul 20, 2021 to Jun 14, 2023 · New York, Ny
- M••••• S•••••• to G•••••• S•••• W••••• S•••••••• L•••left Apr 14, 2026, registered Apr 17, 2026 (3 days) · Wirehouse to affiliated broker-dealer or bank
- G•••••• S•••• W••••• S•••••••• L••• to M••••• S••••••left Jun 14, 2023, registered Jul 26, 2023 (42 days) · Affiliated broker-dealer or bank to wirehouse
- P•••••• J• B•••• left M••••• S•••••• for G•••••• S•••• W••••• S•••••••• L••• (registered 2026-04-17)Apr 14, 2026 · Advisor changed firm · fact
- P•••••• J• B•••• left G•••••• S•••• W••••• S•••••••• L••• for M••••• S•••••• (registered 2023-07-26)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address