RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 10, 2026 · New York, Ny
- W••••••••• S•••••• C•••••• M••••••••• L•• independent RIAJun 20, 2021 to Apr 1, 2024 · New York, Ny
- M••••• S•••••• wirehouseNov 28, 2016 to Jun 25, 2021 · New York, Ny
- W••••••••• S•••••• C•••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Apr 1, 2024, registered Sep 10, 2026 (892 days) · RIA to wirehouse
- M••••• S•••••• to W••••••••• S•••••• C•••••• M••••••••• L••left Jun 25, 2021, registered Jun 20, 2021 (-5 days) · Wirehouse to independent RIA
- Juan Pablo Rivero Ybarnegaray left Wellington Shields Capital Management, Llc for J.P. Morgan Securities Llc (registered 2026-09-10)Apr 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address