RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 18, 2026 · West Valley City , Ut
- M••••• S•••••• wirehouseSep 5, 2023 to Aug 19, 2025 · Sandy, Ut
- E•••••• C•••••• M••••••••• L•• formerJun 7, 2021 to Sep 5, 2023 · Arlington, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 21, 2020 to Apr 26, 2021 · Salt Lake City, Ut
- M••••• S•••••• wirehouseSep 6, 2019 to Sep 15, 2020 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerMay 29, 2018 to Feb 28, 2019 · Sandy, Ut
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Aug 19, 2025, registered Aug 18, 2026 (364 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• C•••••• M••••••••• L••left Apr 26, 2021, registered Jun 7, 2021 (42 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 15, 2020, registered Nov 21, 2020 (67 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Feb 28, 2019, registered Sep 6, 2019 (190 days) · RIA to wirehouse
- J•••• A•••• left M••••• S•••••• for E•••••• A••••••• G••••• L•• (registered 2026-08-18)Aug 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address