DFX Intelligence
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Registered advisor
J•••• W•••• D•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Sep 26, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Germantown, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 6, 2023 to Mar 31, 2025 · Germantown, Tn
- C•••••• S••••• • C••• I••• national BDJun 23, 2016 to Jun 20, 2023 · Germantown, Tn
- R•••••• J•••• • A••••••••• I••• national BDJun 4, 2015 to Jun 8, 2016 · Memphis, Tn
- S••••••• F•••••••• S•••••••• I••• formerOct 29, 2013 to May 27, 2015 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 20, 2023, registered Sep 6, 2023 (78 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to C•••••• S••••• • C••• I•••left Jun 8, 2016, registered Jun 23, 2016 (15 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 27, 2015, registered Jun 4, 2015 (8 days) · Other
Signals
- ••• LockedJun 20, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address