DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• C•••••• W•••••

C•••••• C••••• G••••• I•••no RAUMIndianapolis, In dual registrantIAPD 6209963

Feed of 09/14/2026

Also filed as Rob W•••••

At current firm

2 y

since Jun 24, 2024

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C••••• G••••• I••• no RAUM current
since Jun 24, 2024 · Indianapolis, In
J•• W••••• A•••••••• L•• independent RIA
Jul 12, 2023 to Jun 6, 2024 · Pittsburgh, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 30, 2019 to May 18, 2023 · New York, Ny
C•••••• C••••• G••••• I••• no RAUM
Jan 24, 2017 to Apr 29, 2019 · Carmel, In

Moves

a registration end followed by a registration begin elsewhere

J•• W••••• A•••••••• L•• to C•••••• C••••• G••••• I•••
left Jun 6, 2024, registered Jun 24, 2024 (18 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J•• W••••• A•••••••• L••
left May 18, 2023, registered Jul 12, 2023 (55 days) · Wirehouse to independent RIA
C•••••• C••••• G••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 29, 2019, registered May 30, 2019 (31 days) · Other

Signals

R••••• C•••••• W••••• left J•• W••••• A•••••••• L•• for C•••••• C••••• G••••• I••• (registered 2024-06-24)
Jun 6, 2024 · Advisor changed firm · fact
R••••• C•••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J•• W••••• A•••••••• L•• (registered 2023-07-12)
May 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address