DFX Intelligence
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Registered advisor
C•••••• E• L••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C•••••• E• L••••••
At current firm
5 y
since Apr 16, 2021
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Apr 16, 2021 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerSep 23, 2014 to Jan 8, 2018 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Apr 16, 2021 (1194 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address