RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• C•••••••• Y••••
- B••• E••• C••••••• L•• independent RIA currentsince Mar 30, 2025 · Richmond, Va
- C••• S••••• P••••••• BD affiliatedAug 29, 2022 to Nov 4, 2024 · Arlington, Va
- D••••• H•••••• F•••••• • B••••• I••• formerOct 4, 2021 to Aug 29, 2022 · Richmond, Va
- O•• D••••••• C•••••• M••••••••• I••• formerJan 28, 2020 to Oct 4, 2021 · Charlottesville, Va
- C••• S••••• P••••••• to B••• E••• C••••••• L••left Nov 4, 2024, registered Mar 30, 2025 (146 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••left Aug 29, 2022, registered Aug 29, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- O•• D••••••• C•••••• M••••••••• I••• to D••••• H•••••• F•••••• • B••••• I•••left Oct 4, 2021, registered Oct 4, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A•••••••• C•••••••• Y•••• left C••• S••••• P••••••• for B••• E••• C••••••• L•• (registered 2025-03-30)Nov 4, 2024 · Advisor changed firm · fact
- A•••••••• C•••••••• Y•••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-08-29)Aug 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address