RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• L••••• B••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 8, 2021 · New York, Ny
- M••••• S•••••• wirehouseNov 16, 2015 to Apr 4, 2019 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerApr 29, 2015 to Dec 8, 2015 · New York, Ny
- M••••• S•••••• to J••• M••••• S••••••••• L••left Apr 4, 2019, registered Nov 8, 2021 (949 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left Dec 8, 2015, registered Nov 16, 2015 (-22 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address