RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R•••••• J•••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 12, 2025 · Brighton, Mi
- B•• W••••• M••••••••• unclassifiedOct 11, 2022 to Dec 11, 2025 · Brighton, Mi
- H•••••••• P••••••• P••••••• independent RIADec 8, 2021 to Aug 18, 2022 · Downers Grove, Il
- H•••••••• A•••••• G••••• L•• formerMar 25, 2021 to Dec 31, 2021 · Manteno, Il
- L•••• F••• A••••••• S••••••• BD affiliatedAug 24, 2018 to Mar 25, 2021 · Manteno, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 12, 2015 to Dec 7, 2015 · Manteno, Il
- B•• W••••• M••••••••• to L•• F•••••••• L••left Dec 11, 2025, registered Sep 12, 2025 (-90 days) · Other
- H•••••••• P••••••• P••••••• to B•• W••••• M•••••••••left Aug 18, 2022, registered Oct 11, 2022 (54 days) · Other
- H•••••••• A•••••• G••••• L•• to H•••••••• P••••••• P•••••••left Dec 31, 2021, registered Dec 8, 2021 (-23 days) · corporate re-registration, not a move
- L•••• F••• A••••••• S••••••• to H•••••••• A•••••• G••••• L••left Mar 25, 2021, registered Mar 25, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•••• F••• A••••••• S•••••••left Dec 7, 2015, registered Aug 24, 2018 (991 days) · Other · moved with a team
- B•••••• R•••••• J••••••• left B•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2025-09-12)Dec 11, 2025 · a•••••• firm change · fact
- B•••••• R•••••• J••••••• left H•••••••• P••••••• P••••••• for B•• W••••• M••••••••• (registered 2022-10-11)Aug 18, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address