DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• S•••

S••••• W••••• A•••••••• I•••no RAUMAtlanta, Gadual registrantIAPD 6215354

Certified Financial Planner

Feed of 09/14/2026

Also filed as Serina F Shyu

At current firm

1 y

since Sep 30, 2024

In the industry

13 y

since Jul 30, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Sep 30, 2024 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
May 19, 2020 to Sep 18, 2024 · Atlanta, Ga
C••• L•• BD affiliated
Mar 3, 2020 to Jul 1, 2020 · Atlanta, Ga
J•• B•••• F•••••••• G•••• unclassified
May 14, 2018 to Dec 31, 2020 · Atlanta, Ga
W••••••• F•••••••• S•••••••• I••• former
Jan 5, 2017 to Mar 4, 2020 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S••••• W••••• A•••••••• I•••
left Sep 18, 2024, registered Sep 30, 2024 (12 days) · Other
J•• B•••• F•••••••• G•••• to C••• L••
left Dec 31, 2020, registered Mar 3, 2020 (-303 days) · Other · moved with a team
C••• L•• to L•• F•••••••• L••
left Jul 1, 2020, registered May 19, 2020 (-43 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to J•• B•••• F•••••••• G••••
left Mar 4, 2020, registered May 14, 2018 (-660 days) · Other · moved with a team

Signals

S••••• S••• left L•• F•••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2024-09-30)
Sep 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address