DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• H••••••• H•••

A••••••• F•••••••• A•••••••• L••BD affiliatedBloomfield Hills, Midual registrantIAPD 6219473

Feed of 09/14/2026

Also filed as James H Held

At current firm

0 y

since Oct 29, 2025

In the industry

12 y

since Oct 29, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F•••••••• A•••••••• L•• BD affiliated current
since Oct 29, 2025 · Bloomfield Hills, Mi
J••• M••••• S••••••••• L•• wirehouse
Jan 18, 2024 to Sep 30, 2025 · Clarkston, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 6, 2023 to Jan 10, 2024 · Auburn Hills, Mi
A••••••• F•••••••• A•••••••• L•• BD affiliated
Jul 24, 2017 to Aug 25, 2023 · Waterford, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 10, 2013 to Dec 11, 2015 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Sep 30, 2025, registered Oct 29, 2025 (29 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 10, 2024, registered Jan 18, 2024 (8 days) · Wirehouse to wirehouse · moved with a team
A••••••• F•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 25, 2023, registered Sep 6, 2023 (12 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••• F•••••••• A•••••••• L••
left Dec 11, 2015, registered Jul 24, 2017 (591 days) · Other

Signals

J•••• H••••••• H••• left J••• M••••• S••••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2025-10-29)
Sep 30, 2025 · Advisor changed firm · fact
J•••• H••••••• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-01-18)
Jan 10, 2024 · Advisor changed firm · fact
J•••• H••••••• H••• left A••••••• F•••••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-09-06)
Aug 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address