DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth Daniel Tumolo

Tumolo Wealth Management LLCindependent RIAEast Lyme, CtIA-onlyIAPD 6219688

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kenneth Tumolo

At current firm

2 y

since May 16, 2024

In the industry

13 y

since Sep 3, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tumolo Wealth Management LLC independent RIA current
since May 16, 2024 · East Lyme, Ct
Tucker Asset Management LLC independent RIA
Jul 6, 2020 to Jun 28, 2024 · Middletown, Ct
Simplyria Advisor Network independent RIA
Aug 29, 2019 to Jul 6, 2020 · Brighton, Mi
Johnson Brunetti independent RIA
May 29, 2014 to Sep 4, 2019 · Wethersfield, Ct
Silver Oak Securities, Inc. BD affiliated
Apr 22, 2014 to May 29, 2014 · Wethersfield, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 4, 2013 to Apr 17, 2014 · Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

Tucker Asset Management LLC to Tumolo Wealth Management LLC
left Jun 28, 2024, registered May 16, 2024 (-43 days) · RIA to RIA
Simplyria Advisor Network to Tucker Asset Management LLC
left Jul 6, 2020, registered Jul 6, 2020 (0 days) · RIA to RIA
Johnson Brunetti to Simplyria Advisor Network
left Sep 4, 2019, registered Aug 29, 2019 (-6 days) · RIA to RIA
Silver Oak Securities, Inc. to Johnson Brunetti
left May 29, 2014, registered May 29, 2014 (0 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Silver Oak Securities, Inc.
left Apr 17, 2014, registered Apr 22, 2014 (5 days) · Other

Signals

Kenneth Daniel Tumolo left Tucker Asset Management Llc for Tumolo Wealth Management Llc (registered 2024-05-16)
Jun 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address