DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Johnson Brunetti
Legal name Jb Capital LLC
Latest filing Feb 25, 2026
First filing on the tape Apr 30, 2014 · 103 filings
SEC status approved since May 9, 2014
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.8B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
64
36 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
103 filings and snapshots on the tape
RAUM$2.8B as of Feb 25, 2026
Mar 19, 2015$162M then
HNW client RAUM$1.2B as of Feb 25, 2026
Mar 28, 2018$58.2M then
State-registered IARs (5.B.3)28 as of Feb 25, 2026
Mar 19, 20155 then
Employees (5.A)64 as of Feb 25, 2026
Mar 19, 20155 then
Private funds: no history
RAUM +32% over the last fiscal year+33% a year over threeIARs 24 to 28offices 10 to 9
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 224derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $191,505derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.7derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $313M, 286 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.5B55%
- High-net-worth individuals$1.2B45%
- Corporations and businesses$3.4M0.1%
- Individual clients
- 5,314reported
- HNW clients
- 724reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14,540reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $313M for 286 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Heath G GrossmanCertified Financial Planner | Wethersfield, Ct | Jun 2, 2014 | 26 y | 1 |
| Joel Mark JohnsonCertified Financial Planner | Wethersfield, Ct | Jun 12, 2014 | 29 y | 4 |
| Eric Field HogarthCertified Financial Planner | Wethersfield, Ct | Jun 12, 2014 | 22 y | 2 |
| Douglas William Miller | Wethersfield, Ct | Jul 7, 2015 | 37 y | 2 |
| Matthew Kenneth Pastor | Wethersfield, Ct | Aug 23, 2017 | 11 y | 1 |
| Alex Roger Hubbard | Wethersfield, Ct | Jan 11, 2018 | 10 y | 0 |
| Raymond Paul Radikas | Wethersfield, Ct | Mar 15, 2018 | 22 y | 2 |
| David Scott Shapiro | Wethersfield, Ct | May 11, 2018 | 29 y | 0 |
| Nicholas Joseph ColantuonoCertified Financial Planner | Wethersfield, Ct | Nov 28, 2018 | 15 y | 3 |
| Heather Nicole AtkinsCertified Financial Planner | Wethersfield, Ct | Aug 8, 2019 | 12 y | 1 |
| Tanner Debowsky | Wethersfield, Ct | Mar 2, 2020 | 16 y | 0 |
| Brett Patrick Larocque | Wethersfield, Ct | Jan 10, 2022 | 11 y | 1 |
| Sjaun Sanderson | Wethersfield, Ct | Apr 23, 2022 | 17 y | 0 |
| Matthew Douglas Scott | Wethersfield, Ct | Sep 30, 2022 | 12 y | 0 |
| Jennifer Ann Killilea | Needham, Ma | Sep 27, 2023 | 22 y | 1 |
| Maxwell Alexander Miller | Needham, Ma | Nov 2, 2023 | 11 y | 1 |
| Margaret Rose Aguirre | Wethersfield, Ct | Apr 5, 2024 | 21 y | 0 |
| Ian James Fergusson | Wethersfield, Ct | Jun 6, 2024 | 12 y | 0 |
| Josh Eric Altman | Wethersfield, Ct | Aug 28, 2024 | 11 y | 5 |
| Jakob Hudanish | Needham, Ma | Sep 19, 2024 | 12 y | 0 |
| Jeffrey Woodcock | Wethersfield, Ct | Oct 14, 2024 | 12 y | 0 |
| Matthew Connelly Salem | Wethersfield, Ct | Dec 17, 2024 | 12 y | 1 |
| Nicholas Joseph Miller | Wethersfield, Ct | Aug 6, 2025 | 11 y | 0 |
| John R. Mulligan | Needham, Ma | Aug 15, 2025 | 13 y | 2 |
| Jeffrey Michael Sobon | Wethersfield, Ct | Oct 16, 2025 | 26 y | 0 |
| Michael Connor Gurney | Needham, Ma | Mar 26, 2026 | 11 y | 0 |
| Joseph Patrick Conlan | Wethersfield, Ct | Jul 7, 2026 | 15 y | 2 |
Advisor movement
3 left, 1 joined in 12 months
net -2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 11% of current headcount5 left over 36 months
Left, latest
- Jacob Oliver Doser to Rosewood Wealth ManagementJun 1, 2026 · RIA to a state-registered adviser
- John Marlin Breard to Alera Investment Advisors, LLCMay 11, 2026 · RIA to RIA
- Benjamin James Carlson to Briggs Wealth Management, Inc.Jan 4, 2026 · RIA to RIA
- Caleb Joshua Ennin to Rockefeller Capital ManagementAug 13, 2025 · RIA to affiliated broker-dealer or bank
- Alexander Joseph Angst to Newedge AdvisorsApr 10, 2024 · RIA to affiliated broker-dealer or bank
- Richard A Bagby to J.P. Morgan Securities LLCAug 11, 2023 · RIA to wirehouse
- Jeffrey Kohl Ludka to Lighthouse Financial Management, LLCMay 30, 2023 · RIA to RIA
- Stephen Andrew High to Commonwealth Financial NetworkMar 21, 2022 · RIA to affiliated broker-dealer or bank
- James Kevin Convery to MML Investors Services, LLCMar 10, 2021 · RIA to affiliated broker-dealer or bank
- Brenda A Kelly to Empower Advisory Group, LLCFeb 7, 2020 · RIA to affiliated broker-dealer or bank
- Kenneth Daniel Tumolo to Simplyria Advisor NetworkSep 4, 2019 · RIA to RIA
- Zachary Zwick to Three Bearings Fiduciary Advisors, Inc.Sep 3, 2019 · RIA to RIA
- Christopher Donald Caldwell to Voya Financial Advisors, Inc.Jul 17, 2019 · RIA to affiliated broker-dealer or bank
- Benjamin A Fuchs to Simplyria Advisor NetworkDec 27, 2018 · RIA to RIA
- David A Tetley to Sound Income Strategies, LLCJan 16, 2018 · Other
Joined, latest
- Joseph Patrick Conlan from Transamerica Retirement Advisors, LLCJul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- John R. Mulligan from Strategic Advisers LLCAug 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Matthew Connelly Salem from Sentinel Asset Management, LLCDec 17, 2024 · Other
- Josh Eric Altman from LPL Financial LLCAug 28, 2024 · Affiliated broker-dealer or bank to independent RIA
- Maxwell Alexander Miller from Keenan FinancialNov 2, 2023 · RIA to RIA
- Jennifer Ann Killilea from Securities America Advisors, Inc.Sep 27, 2023 · Other
- Richard A Bagby from Fidelity Personal And Workplace AdvisorsMar 30, 2023 · Affiliated broker-dealer or bank to independent RIA
- John Marlin Breard from Valic Financial Advisors, Inc.Aug 29, 2022 · Affiliated broker-dealer or bank to independent RIA
- Brett Patrick Larocque from Key Investment Services LLCJan 10, 2022 · Affiliated broker-dealer or bank to independent RIA
- Stephen Andrew High from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 30, 2021 · Wirehouse to independent RIA
- Brenda A Kelly from Northwestern Mutual Investment Services,LLCDec 19, 2019 · Other
- James Kevin Convery from E*Trade Capital Management, LLCNov 13, 2019 · RIA to RIA
- Heather Nicole Atkins from Libertas Wealth Management Group, Inc.Aug 8, 2019 · RIA to RIA
- Christopher Donald Caldwell from Voya Financial Advisors, Inc.Mar 5, 2019 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Joseph Colantuono from LPL Financial LLCNov 28, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B. Kevin Crawford · Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- Mark Joel Johnson · Managing Partnercontrolsince 04/2014 · owns less than 5%
Entity owners
- Financial Retirement Solutions, LLC · Memberdirect · owns 75% or more
- Alera Group Holdings, Inc. · Shareholderindirect · owns 75% or more of Alera Group Intermediate Holdings, Inc
- Alera Group Intermediate Holdings, Inc · Shareholderindirect · owns 75% or more of Alera Group, Inc.
- Alera Group Ultimate Holdings, LLC · Shareholderindirect · owns 75% or more of Alera Group Holdings, Inc.
- Alera Group, Inc. · Parent Companyindirect · owns 75% or more of Financial Retirement Solutions, LLC
- Genstar Capital Partners X, L.P. · Shareholderindirect · owns 25% to 50% of Genstar X Alera Group Holdings, LLC
- Genstar X Alera Group Holdings, LLC · Shareholderindirect · owns 25% to 50% of Alera Group Ultimate Holdings, LLC
Related persons
Schedule D 7.A
- Alera Group, Inc.real estatey
- Alera Investment Advisors, LLCinvestment advisernRAUM $5.3B
- Alera Retirement Advisors, LLCinvestment advisernRAUM $45.7M
- Financial Retirement Solutions LLCreal estatey
- Jn Financial LLCreal estaten
- The Ascent Group, LLCinvestment adviserreal estatenRAUM $4.8B
- Wharton Business Group, LLCinvestment advisernRAUM $4.6B
Advisers that list Johnson Brunetti as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wethersfield, Ct · principal | 24 | 2 | 3 | ||
| Needham, Ma | 5 | 1 | 0 | ||
| Alpharetta, Ga | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newtown, CT14 employees
- Avon, CT14 employees
- Old Saybrook, CT14 employees
- Milford, CT14 employees
- Cheshire, CT14 employees
- Woburn, MA4 employees
- Needham, MA2 employees
- Franklin, MA2 employees
- Atlanta, GA2 employees
- Norwell, MA2 employees
What changed
consecutive filings, newest first
- Accounts · 12,863 to 14,540Aug 25, 2025 to Feb 25, 2026
- Advisory employees · 31 to 36Aug 25, 2025 to Feb 25, 2026
- Corporate clients · 8 to 6Aug 25, 2025 to Feb 25, 2026
- HNW clients · 462 to 724Aug 25, 2025 to Feb 25, 2026
- Individual clients · 5,006 to 5,314Aug 25, 2025 to Feb 25, 2026
- Assets in custody · $112M to $313MAug 25, 2025 to Feb 25, 2026
- Employees · 57 to 64Aug 25, 2025 to Feb 25, 2026
- State-registered IARs · 24 to 28Aug 25, 2025 to Feb 25, 2026
- Other offices · 10 to 9Aug 25, 2025 to Feb 25, 2026
- Discretionary RAUM · $2.1B to $2.8BAug 25, 2025 to Feb 25, 2026
- HNW RAUM · $784M to $1.2BAug 25, 2025 to Feb 25, 2026
- Individual RAUM · $1.3B to $1.5BAug 25, 2025 to Feb 25, 2026
- RAUM · $2.1B to $2.8BAug 25, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Jun 2, 2025 to Aug 25, 2025
- Related broker-dealer · false to trueJun 2, 2025 to Aug 25, 2025
- Accounts · 11,635 to 12,863Oct 31, 2024 to Feb 19, 2025
- Advisory employees · 32 to 31Oct 31, 2024 to Feb 19, 2025
- Corporate clients · 5 to 8Oct 31, 2024 to Feb 19, 2025
- HNW clients · 269 to 462Oct 31, 2024 to Feb 19, 2025
- Individual clients · 4,753 to 5,006Oct 31, 2024 to Feb 19, 2025
- Assets in custody · $33.5M to $112MOct 31, 2024 to Feb 19, 2025
- Employees · 51 to 57Oct 31, 2024 to Feb 19, 2025
- Insurance-licensed employees · 0 to 1Oct 31, 2024 to Feb 19, 2025
- State-registered IARs · 20 to 24Oct 31, 2024 to Feb 19, 2025
- Discretionary RAUM · $1.6B to $2.1BOct 31, 2024 to Feb 19, 2025
- HNW RAUM · $432M to $784MOct 31, 2024 to Feb 19, 2025
- Individual RAUM · $1.1B to $1.3BOct 31, 2024 to Feb 19, 2025
- RAUM · $1.6B to $2.1BOct 31, 2024 to Feb 19, 2025
- Advisory employees · 31 to 32Apr 15, 2024 to Oct 23, 2024
- Employees · 50 to 51Apr 15, 2024 to Oct 23, 2024
- State-registered IARs · 19 to 20Apr 15, 2024 to Oct 23, 2024
- Accounts · 10,407 to 11,635Jan 16, 2024 to Mar 19, 2024
- Advisory employees · 27 to 31Jan 16, 2024 to Mar 19, 2024
- Corporate clients · 4 to 5Jan 16, 2024 to Mar 19, 2024
- HNW clients · 152 to 269Jan 16, 2024 to Mar 19, 2024
- Individual clients · 4,418 to 4,753Jan 16, 2024 to Mar 19, 2024
- Assets in custody · $26.6M to $33.5MJan 16, 2024 to Mar 19, 2024
- Employees · 42 to 50Jan 16, 2024 to Mar 19, 2024
- Other offices · 9 to 10Jan 16, 2024 to Mar 19, 2024
- Discretionary RAUM · $1.2B to $1.6BJan 16, 2024 to Mar 19, 2024
Signals
18 dated events
- Jacob Oliver Doser left Johnson Brunetti for Rosewood Wealth Management (registered 2026-06-02)Jun 1, 2026 · Advisor changed firm · fact
- John Marlin Breard left Johnson Brunetti for Alera Investment Advisors, Llc (registered 2024-08-30)May 11, 2026 · Advisor changed firm · fact
- Johnson Brunetti reported RAUM $2.8B, up 32% from $2.1B (2025-08-25 to 2026-02-25)Feb 25, 2026 · RAUM change · derived
- Benjamin James Carlson left Johnson Brunetti for Briggs Wealth Management, Inc. (registered 2026-04-30)Jan 4, 2026 · Advisor changed firm · fact
- Caleb Joshua Ennin left Johnson Brunetti for Rockefeller Capital Management (registered 2025-10-07)Aug 13, 2025 · Advisor changed firm · fact
- Johnson Brunetti reported RAUM $2.1B, up 33% from $1.6B (2024-10-31 to 2025-02-19)Feb 19, 2025 · RAUM change · derived
- Alexander Joseph Angst left Johnson Brunetti for Newedge Advisors (registered 2024-04-15)Apr 10, 2024 · Advisor changed firm · fact
- Johnson Brunetti reported RAUM $1.6B, up 34% from $1.2B (2024-01-16 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- Thomas Donald Gandolfi no longer registered at Johnson Brunetti; no later IA registration on IAPDJan 15, 2024 · Advisor departure · fact
- Richard A Bagby left Johnson Brunetti for J.P. Morgan Securities Llc (registered 2023-09-27)Aug 11, 2023 · Advisor changed firm · fact
- Jeffrey Kohl Ludka left Johnson Brunetti for Lighthouse Financial Management, Llc (registered 2023-06-02)May 30, 2023 · Advisor changed firm · fact
- Field Eric Hogarth (Owner) no longer on Schedule A of Johnson Brunetti (listed 2022-06-15, absent 2022-08-17)Aug 17, 2022 · Control person left · inference
- Stephen Andrew High left Johnson Brunetti for Commonwealth Financial Network (registered 2022-07-26)Mar 21, 2022 · Advisor changed firm · fact
- Johnson Brunetti reported RAUM $1.2B, up 35% from $896.7M (2022-02-23 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Johnson Brunetti reported RAUM $721.0M, up 33% from $541.7M (2020-02-14 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- Elizabeth Margaret Mangone (Chief Compliance Officer) no longer on Schedule A of Johnson Brunetti (listed 2018-12-27, absent 2019-01-24)Jan 24, 2019 · Control person left · inference
- Johnson Brunetti reported RAUM $468.0M, up 49% from $314.6M (2017-09-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- Jb Capital Llc filed its initial SEC registration (Form ADV)Apr 30, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 203-439-3196reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-595-8337reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-944-6988reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/johnson-brunetti-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- johnsonbrunetti.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-372-4800reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- johnsonbrunetti.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- johnsonbrunetti.com/advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026