RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Nov 13, 2024 · Atlanta, Ga
- A••••••••• I••••••••• A••••••• mixed wealthMay 8, 2023 to Apr 4, 2024 · Seattle, Wa
- F••••• I••••••••• independent RIAApr 24, 2018 to Jan 5, 2023 · Plano, Tx
- F••••• I••••••••• independent RIAOct 21, 2013 to Feb 9, 2016 · Plano, Tx
- A••••••••• I••••••••• A••••••• to C••••••left Apr 4, 2024, registered Nov 13, 2024 (223 days) · RIA to RIA
- F••••• I••••••••• to A••••••••• I••••••••• A•••••••left Jan 5, 2023, registered May 8, 2023 (123 days) · RIA to RIA
- T••••• D••••• M•••• left A••••••••• I••••••••• A••••••• for Corient (registered 2024-11-13)Apr 4, 2024 · Advisor changed firm · fact
- T••••• D••••• M•••• left F••••• I••••••••• for A••••••••• I••••••••• A••••••• (registered 2023-05-08)Jan 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address