M•••••• M•••••••••

J••• M••••• S••••••••• L••wirehouseLos Angeles, Cadual registrantIAPD 6222607

Feed of 09/14/2026

Also filed as M•••••• J••• M•••••••••

At current firm

2 y

since Jul 12, 2024

In the industry

11 y

since Sep 26, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jul 12, 2024 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 9, 2015 to Aug 10, 2015 · Los Angeles, Ca
M••••• S•••••• wirehouse
Sep 26, 2014 to Feb 23, 2015 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Aug 10, 2015, registered Jul 12, 2024 (3259 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 23, 2015, registered Feb 9, 2015 (-14 days) · Wirehouse to wirehouse · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address