DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• W• M••••••

E••••• J••••national BDPalatka, Fldual registrantIAPD 6222866

Feed of 09/14/2026

Also filed as Luke William Mutchie

At current firm

1 y

since May 13, 2025

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 13, 2025 · Palatka, Fl
O••••• W••••• G••••• L•• independent RIA
Feb 6, 2023 to May 28, 2025 · Orlando, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 3, 2021 to Sep 8, 2022 · Orlando, Fl
E••••• J•••• national BD
Sep 18, 2017 to Nov 17, 2021 · St Augustine, Fl

Moves

a registration end followed by a registration begin elsewhere

O••••• W••••• G••••• L•• to E••••• J••••
left May 28, 2025, registered May 13, 2025 (-15 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••• W••••• G••••• L••
left Sep 8, 2022, registered Feb 6, 2023 (151 days) · Wirehouse to independent RIA
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 17, 2021, registered Dec 3, 2021 (16 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

Luke W Mutchie left Oxford Wealth Group, Llc for Edward Jones (registered 2025-05-13)
May 28, 2025 · Advisor changed firm · fact
Luke W Mutchie left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Oxford Wealth Group, Llc (registered 2023-02-06)
Sep 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address